Julian W. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian William Herbert Mann was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1988. Julian had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2004 - March 4, 2013
FPA FUND DISTRIBUTORS, INC.
October 5, 2001 - February 6, 2004
RMG PARTNERS
January 16, 2001 - November 2, 2001
DIRECT CAPITAL SECURITIES, INC.
February 23, 1999 - December 1, 2000
WELLS FARGO SECURITIES, LLC
March 15, 1993 - October 20, 1998
GOLDEN GATE SECURITIES LLC
January 19, 1988 - April 22, 1988
MABON, NUGENT & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FPA FUND DISTRIBUTORS, INC.
CRD#: 28575 / SEC#: , 8-43830
Contact information
Documents
Red Flags
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