Arthur M. Nava
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Mike Nava was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1992. Arthur had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2002 - July 8, 2002
CAMDEN SECURITIES, INC.
September 26, 2000 - July 17, 2001
HUNTER WORLD MARKETS, INC.
November 22, 1999 - October 16, 2000
BARRON CHASE SECURITIES, INC.
January 4, 1999 - January 8, 1999
THE AGEAN GROUP, INC
January 4, 1999 - March 1, 1999
INTERFIRST CAPITAL CORPORATION
October 27, 1995 - February 6, 1998
H.J. MEYERS & CO., INC.
January 18, 1995 - October 17, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - January 12, 1995
CITIGROUP GLOBAL MARKETS INC.
December 9, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
October 15, 1992 - December 23, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMDEN SECURITIES, INC.
CRD#: 18305 / SEC#: , 8-36436
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
