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Matthew Meade

CRD# 1788550·Registered 1988 - 2025
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Meade, who also goes by Matthew Maury Meade, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1988 - 2025. Matthew had worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Maury Meade

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Fredericksburg, VA
November 20, 2024 - August 29, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Glen Allen, VA
January 7, 2016 - July 2, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
New York, NY
January 7, 2016 - July 2, 2021
BIC DISTRIBUTORS, LLC·CRD# 152860
BD
Phoenix, AZ
March 11, 2014 - December 14, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Richmond, VA
October 4, 2010 - February 19, 2014
TD AMERITRADE, INC.·CRD# 7870
RIA
Glen Allen, VA
September 29, 2010 - February 19, 2014
TD AMERITRADE, INC.·CRD# 7870
BD
Glen Allen, VA
September 29, 2010 - February 19, 2014
M&T SECURITIES, INC.·CRD# 17358
RIA
Richmond, VA
April 28, 2010 - September 29, 2010
M&T SECURITIES, INC.·CRD# 17358
BD
Richmond, VA
August 26, 2009 - September 29, 2010
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
January 10, 2008 - June 8, 2009
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
April 18, 2006 - October 12, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
February 25, 2004 - April 28, 2006
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
December 5, 2000 - July 3, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
December 13, 1999 - December 12, 2000
TRANSAMERICA SECURITIES SALES CORPORATION·CRD# 17970
BD
Los Angeles, CA
January 1, 1999 - April 6, 2000
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
July 21, 1997 - January 4, 1999
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
September 17, 1996 - May 21, 1997
EATON VANCE DISTRIBUTORS, INC.·CRD# 8039
BD
Boston, MA
November 8, 1991 - September 10, 1996
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
August 28, 1990 - August 26, 1991
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
January 19, 1988 - September 5, 1990

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Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508-1380

Mailing Address

Po Box 83271, Lincoln, NE 68501-3271

Phone Number

(877) 232-2142

Established

Delaware since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER—
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP6357880
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISINTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2010About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1990About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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