Thane A. Cleland

CWC ADVISORS

Lake Oswego, OR 97035-8899

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CRD#: 1788286

Professional summary

Thane Alan Cleland is a registered financial advisor currently at CWC ADVISORS, LLC located in Lake Oswego, Oregon.

Thane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Thane has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALERA MANAGEMENT GROUP LLC INVESTMENT RELATED COMPANY 5800 MEADOWS RD SUITE 230 LAKE OSWEGO OREGON 97035 MORTGAGE LOANS MEMBER OF LLC BUSINESS STARTED 03/2013 5 HOURS A WEEK/20 HOURS A MONTH NO TIME DEVOTED TO OTHER BUSINESS DURING TRADING HOURS MEMBER OF THE INVESTMENT COMMITTEE FARO SOLUTIONS LLC NOT INVESTMENT RELATED, COMPENSATED POSITION 8630 SW SCHOLLS FERRY RD BEAVERTON, OR 97008 IMPORTER AND WHOLESALER OF WORK GLOVES GENERAL BUSINESS CONSULTING (NON-EMPLOYEE) STARTED IN 2021 10 HOURS A MONTH NO TIME DEVOTED TO OTHER BUSINESS DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thane Alan Cleland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2007 - Present

CWC ADVISORS, LLC

Office #1: 5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

RIA

CRD#: 127739

Lake Oswego, OR

Past

March 9, 2006 - December 31, 2006

CWC ADVISORS, LLC

RIA

CRD#: 127739

LAKE OSWEGO, OR

Past

October 17, 1998 - January 2, 2001

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

April 14, 1994 - October 17, 1998

CRABBE HUSON SECURITIES, INC.

CRD#: 13389

PORTLAND, OR

Past

January 2, 1989 - February 10, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 19, 1988 - January 17, 1989

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/10/2007)

IAR

Washington
(1/10/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/5/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Current Firm

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

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Contact information

Main Address

5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

Mailing Address

Phone number

(503) 968-0950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWC ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 421,489,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thane A. Cleland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thane Alan Cleland's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWC ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

CRABBE HUSON SECURITIES, INC.

MORGAN STANLEY DW INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

CWC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1994

Series 63

Date: 1/22/1988

Series 3

Date: 9/5/1989

Series 7

Date: 1/16/1988

Current Firm

CWC ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWC ADVISORS, LLC

TRUST BUT VERIFY

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