Thomas W. Kent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wayne Kent, who also goes by Thomas Kent, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1991 - May 3, 1991
TEXAS AMERICAN SECURITIES CORPORATION
June 12, 1990 - July 27, 1990
MORGAN STANLEY DW INC.
March 13, 1989 - April 27, 1989
TEXAKOMA FINANCIAL, INC.
November 22, 1988 - February 6, 1989
PRIVATE EQUITY, INC.
February 26, 1988 - December 1, 1988
SUNSET SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEXAS AMERICAN SECURITIES CORPORATION
CRD#: 27015 / SEC#: , 8-42801
Contact information
Documents
Red Flags
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