Thomas David Ebner JR | Financial Professional | West Chester, Ohio | SOUTHLAND EQUITY PARTNERS, LLC.

Professional summary

Thomas David Ebner JR, who also goes by Thomas David Ebner, is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in West Chester, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas David Ebner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas David Ebner JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2016 - Present

SOUTHLAND EQUITY PARTNERS, LLC.

Office #1: 7182 Liberty Centre, West Chester, OH 45069

RIA

CRD#: 154481

West Chester, OH

Past

November 3, 2023 - November 28, 2023

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WEST CHESTER, OH

Past

November 3, 2023 - November 28, 2023

OSAIC WEALTH, INC.

BD

CRD#: 23131

WEST CHESTER, OH

Past

February 5, 2001 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WEST CHESTER, OH

Past

November 14, 1997 - November 3, 2023

FSC SECURITIES CORPORATION

BD

CRD#: 7461

WEST CHESTER, OH

Past

February 11, 1988 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD

CRD#: 5181

BOSTON, MA

Past

February 11, 1988 - November 17, 1997

SIGNATOR INVESTORS, INC.

BD

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SE

SOUTHLAND EQUITY PARTNERS, LLC.

CRD#: 154481 / SEC#: 801-71977

RIA

Registered Investment Advisory firm - (11/17/2010 Approved)

Virginia

Registered Investment Advisory firm - (11/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/22/2016)

IAR

Texas
(12/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 9/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 2/10/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SE

SOUTHLAND EQUITY PARTNERS, LLC.

CRD#: 154481 / SEC#: 801-71977

RIA

Registered Investment Advisory firm - (11/17/2010 Approved)

Virginia

Registered Investment Advisory firm - (11/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Wildwood, MO

Mailing Address

Po Box 7323, Charlottesville, VA 22906

Phone number

(770) 998-5879

Established

Firm type

Fiscal year end

# of Employees

22

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,680
AUM (Assets Under Management)	$ 785,307,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas D. Ebner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas David Ebner JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

SOUTHLAND EQUITY PARTNERS, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2004

SIE

Date: 10/1/2018

Series 6

Date: 2/10/1988

Current Firm

SOUTHLAND EQUITY PARTNERS, LLC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHLAND EQUITY PARTNERS, LLC.

TRUST BUT VERIFY

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