Timothy M. Rooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Rooney, who also goes by Tim Michael Rooney, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1988. Timothy had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2021 - January 24, 2025
MARYGOLD & CO. ADVISORY SERVICES, LLC
October 28, 2009 - August 5, 2020
NATIONWIDE FUND DISTRIBUTORS LLC
March 23, 2009 - April 23, 2009
COREBRIDGE CAPITAL SERVICES, INC.
April 6, 2005 - December 20, 2007
COREBRIDGE CAPITAL SERVICES, INC.
September 15, 2000 - March 1, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
May 24, 1995 - May 20, 1996
EQUITABLE ADVISORS, LLC
April 28, 1989 - May 20, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 24, 1988 - June 9, 1988
HIBBARD BROWN & CO., INC.
February 2, 1988 - May 31, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYGOLD & CO. ADVISORY SERVICES, LLC
CRD#: 310439 / SEC#: 801-119523
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 30,725 |
Red Flags
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