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JC

Jerry I. Chancy

Some features on this profile are disabled
CRD#: 1787712
JC

Professional summary

Jerry Irvin Chancy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jerry is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Jerry had worked at 5 firms, which includes LEGEND EQUITIES CORPORATION, LINCOLN INVESTMENT, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., UR FINANCIAL INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 16, 2006 - January 9, 2015

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
SAVANNAH, TN
Past

January 27, 2004 - November 22, 2006

LINCOLN INVESTMENT

RIA
CRD#: 519
SAVANNAH, TN
Past

July 3, 1995 - November 22, 2006

LINCOLN INVESTMENT

BD
CRD#: 519
SAVANNAH, TN
Past

May 2, 1990 - July 21, 1995

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 25, 1990 - July 21, 1995

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

May 31, 1988 - April 25, 1990

UR FINANCIAL, INC.

BD
CRD#: 10509

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/14/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/27/1988
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/31/1989
General Securities Principal Examination

Current Firm

LE
LEGEND EQUITIES CORPORATION
LEGEND EQUITIES CORPORATION | THE LEGEND GROUP'S PROFESSIONAL ATHLETES RETIREMENT SERVICES | THE LEGEND GROUP'S PROFESSIONAL ATHLETES FINANCIAL SERVICES | THE LEGEND GROUP

CRD#: 30999 / SEC#: , 8-45286

BD
Terminated by SEC on 03/14/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/04/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LEGEND GROUP HOLDINGS, LLCDIRECT OWNER
ANTONIADES, ADAM NICHOLASDIRECTOR2261744
BONNEAU, CATHERINE MCCORMACKDIRECTOR2899706
GINGRICH, MIRALDAVICE PRESIDENT1985431
GRIFFEY, ENA MARIAFINOP4460199
HALEY, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER4361815
MEHROTRA, SHASHIDIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT2640875
RUDNICK, REGINA MARYVICE PRESIDENT2373530
SHELSON, MARK PAULTREASURER1819252

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

LEGEND EQUITIES CORPORATION

CRD#: 30999

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