Timothy W. Heinrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy William Heinrich, who also goes by Tim W Heinrich, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1988. Timothy had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2008 - August 1, 2012
MSI FINANCIAL SERVICES, INC.
September 19, 2006 - November 13, 2007
KEY INVESTMENT SERVICES LLC
September 19, 2006 - November 13, 2007
KEY INVESTMENT SERVICES LLC
February 20, 2006 - September 7, 2006
OSAIC FA, INC.
January 31, 2006 - May 23, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 31, 2006 - September 7, 2006
OSAIC FA, INC.
October 14, 2003 - August 30, 2005
ALLSTATE FINANCIAL SERVICES, LLC
August 29, 2002 - October 24, 2003
CITICORP INVESTMENT SERVICES
June 19, 2002 - October 24, 2003
CITICORP INVESTMENT SERVICES
January 4, 2002 - June 18, 2002
CETERA INVESTMENT SERVICES LLC
September 20, 2001 - June 18, 2002
CETERA INVESTMENT SERVICES LLC
January 21, 2000 - August 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 1999 - December 14, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 3, 1993 - July 12, 1999
BA INVESTMENT SERVICES, INC.
June 22, 1992 - August 2, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 19, 1988 - July 1, 1992
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
