Brian J. Hood
LEGACY FINANCIAL GROUP
Des Moines, IA 50312
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CRD#: 1787301
Professional summary
Brian Joseph Hood, CFP®, who also goes by Brian Hood, is a registered financial advisor currently at LEGACY FINANCIAL GROUP located in Des Moines, Iowa and INTEGRITY ALLIANCE, LLC. located in Des Moines, Iowa.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Business Succession Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Brian Hood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Direct Insurance Sales; Not investment related; 6000 Grand Ave, Ste B Des Moines, IA 50312; Outside Insurance Sales; Owner; 07/15/2016; 10 hours per month; 10 hours during security hours; sales and service of life and fixed insurance sales. 2) Quad B Flying; not investment related; 6000 Grand Ave Ste B Des Moines IA 50312; Airplanes; Member/Owner; 08/29/2016; varied hours per month; based on needs; Flies airplane for busniess/ownership of airplanes. 3) HH&L LCC; not investment related; 6000 Grand Ave Ste B Des Moines IA 50312; Rental property management; GM/Co-owner; 11/04/2009; 10 hours per month; 0 hours during security hours; Rental property management 4) Legacy Financial Group; Investment related; 2400 NW 86th St, STE 25, Des Moines, IA 50322; Independent RIA; CF; 07/15/2016; 160 hours per month; 160 hours during security hours; Financial planning and money management 5) Ankeny Ikes; not investment related; 4857 NE 110th Ave, Elkhart, IA 50073; Conservation Organization; Past President; 07/15/2016; 10 hours per month; 0 hours during security hours; Leadership responsibilities 6) 7/15/16 - Central Iowa Scholastic Shooters; not investment related; 6000 Grand Ave Ste B Des Moines, IA 50312; Non-Profit to support junior shooters; Head Coach; 07/15/2016; 10 hours per month; 0 hours during security hours; coach junior shooters. 7) Makusafe Corp; not investment related; 2713 SW 2nd St, Ankeny, IA 50023; Safety Products; Passive Investor; 8/25/16; 0 hours per month; 0 hours during security hours; Private company, passive investor 8) BGE Holding LLC; not investment related; 10426 NE 76th Ave, Mitchellville, Iowa 50169; Rental Property; Owner; 01/01/2005; 10 hours per month; 0 hours during security hours; Rent Collection. 9) 6000 Grand LLC; not investment related; 6000 Grand Ave, Des Moines, IA 50312; Rental Business; Member; 7/15/2018; 10 hours per month; 0 hours during security hours; Rent collection 10) LFG Insurance Services, LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Property and Casualty Insurance Agency; Owner; 04/03/2023; 5 hour per month; 0 hours during security hours; General oversight of agency 11. Oak Capital Management. Not investment related;10426 NE 76th Ave, Mitchellville, IA 50169. 2022. Property management. Partner. 5 hours per month total all outside of security hours. Property management.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Joseph Hood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 1, 2010 - Present
LEGACY FINANCIAL GROUP
Office #1: 6000 Grand Avenue Suite B, Des Moines, IA 50312RIA
CRD#: 154927
Des Moines, IA
Current
August 27, 2018 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 6000 Grand Avenue Ste B, Des Moines, IA 50312RIA
BD
CRD#: 139627
Des Moines, IA
Past
July 15, 2016 - August 28, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
DES MOINES, IA
Past
May 8, 2014 - July 18, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Des Moines, IA
Past
May 27, 2003 - December 13, 2005
LEGACY PLANNING GROUP
RIA
CRD#: 116898
DES MOINES, IA
Past
January 1, 1999 - May 15, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
DES MOINES, IA
Past
March 21, 1995 - May 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
DES MOINES, IA
Past
June 19, 1991 - March 24, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 27, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
August 27, 1990 - June 20, 1991
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
August 25, 1989 - August 14, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
August 25, 1989 - August 14, 1990
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
February 23, 1988 - July 17, 1989
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 12, 1988 - March 5, 1988
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEGACY FINANCIAL GROUP
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
CRD#: 154927 / SEC#: 801-79803
RIA
Registered Investment Advisory firm - (5/29/2014 Approved)Iowa
Registered Investment Advisory firm - (6/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2018)
RR
Illinois(8/27/2018)
RR
Indiana(8/27/2018)
IAR
Iowa(9/1/2010)
RR
Iowa(8/27/2018)
RR
Minnesota(8/27/2018)
RR
Nevada(8/27/2018)
RR
Wisconsin(8/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LEGACY FINANCIAL GROUP
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
CRD#: 154927 / SEC#: 801-79803
RIA
Registered Investment Advisory firm - (5/29/2014 Approved)Iowa
Registered Investment Advisory firm - (6/2/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6000 Grand Avenue Suite B, Des Moines, IA 50312
Mailing Address
Phone number
(515) 255-3306
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,763 |
| AUM (Assets Under Management) | $ 840,400,934 |
Red Flags
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Company Information
LEGACY FINANCIAL GROUP
CRD#: 154927Des Moines, IA 50312TRUST BUT VERIFY
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Contact information
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