Kendall C. Blunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kendall Christian Blunt was a registered financial professional .
Kendall is a previously registered financial professional and started their career in finance in 1988. Kendall had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2007 - August 24, 2015
KESTRA INVESTMENT SERVICES, LLC
August 27, 2007 - August 24, 2015
KESTRA INVESTMENT SERVICES, LLC
July 5, 2006 - July 30, 2007
WELLS FARGO INVESTMENTS, LLC
July 5, 2006 - July 30, 2007
WELLS FARGO INVESTMENTS, LLC
June 3, 2002 - September 16, 2005
MML DISTRIBUTORS, LLC
September 18, 1996 - August 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 1992 - August 5, 1996
LPL FINANCIAL LLC
March 19, 1992 - May 15, 1992
MARKETING ONE SECURITIES, INC.
February 27, 1991 - March 26, 1992
PRINCIPAL SECURITIES, INC.
January 19, 1988 - December 31, 1990
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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