Alan L. Norris
Professional summary
Alan Lee Norris, AIF®, CFP®, who also goes by Allen Lee Norris, is a registered financial advisor currently at NORRIS WEALTH MANAGEMENT, LLC located in Phoenix, Arizona.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Alan has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Lee Norris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
August 9, 2011 - Present
NORRIS WEALTH MANAGEMENT, LLC
October 21, 2005 - September 30, 2011
INDEPENDENT FINANCIAL GROUP, LLC
January 14, 2004 - October 21, 2005
INDEPENDENT FINANCIAL GROUP, LLC
November 25, 2003 - September 30, 2011
INDEPENDENT FINANCIAL GROUP, LLC
April 11, 2002 - December 11, 2003
SENTRA SECURITIES CORPORATION
November 16, 1998 - December 11, 2003
SENTRA SECURITIES CORPORATION
February 6, 1995 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
March 25, 1991 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
August 23, 1989 - March 11, 1991
THE ADVISORS GROUP, INC.
June 30, 1988 - September 21, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 25, 1988 - July 29, 1988
ARGUS EQUITIES CORP., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/9/2011)
(8/3/2016)
Exams
Current Firm
NORRIS WEALTH MANAGEMENT, LLC
CRD#: 157800 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 19,030,402 |
Red Flags
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