Robert L. Elsenpeter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert L Elsenpeter, who also goes by Rob Elsenpeter, Robert Lawrence Elsenpeter, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2020 - June 2, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
February 27, 2020 - June 2, 2023
ALLSTATE FINANCIAL SERVICES, LLC
September 18, 2018 - September 5, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
February 6, 2006 - September 5, 2019
STATE FARM VP MANAGEMENT CORP.
July 6, 2005 - November 17, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - November 17, 2005
CHASE INVESTMENT SERVICES CORP.
August 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
August 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 6, 2002 - July 17, 2002
PRUCO SECURITIES, LLC.
February 8, 2002 - July 17, 2002
PRUCO SECURITIES, LLC.
January 5, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
January 5, 2001 - January 23, 2002
ONEAMERICA SECURITIES, INC.
January 6, 2000 - January 4, 2001
METROPOLITAN LIFE INSURANCE COMPANY
January 6, 2000 - January 4, 2001
MSI FINANCIAL SERVICES, INC.
January 5, 1999 - December 10, 1999
MOMENTUM INDEPENDENT NETWORK INC.
January 18, 1988 - January 21, 1999
METROPOLITAN LIFE INSURANCE COMPANY
January 18, 1988 - January 21, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
