Rodney D. Rumelhart
Professional summary
Rodney Dean Rumelhart, who also goes by Rodney Dean Lemke, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Guthrie Center, Iowa.
Rodney is registered as a RR (Registered Representative) and started their career in finance in 1988. Rodney has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodney Dean Rumelhart's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 317 State St., Guthrie Center, IA 50115January 1, 2004 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
October 29, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 27, 1988 - October 28, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
(1/3/2017)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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