Brian Burgan

SILVER THREAD INVESTMENTS

Ft. Myers, FL

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CRD#: 1786433

Professional summary

Brian Burgan, who also goes by Brian Wayne Burgan, is a registered financial advisor currently at SILVER THREAD INVESTMENTS located in Ft. Myers, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Brian has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Wayne Burgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE DEVELOPMENT IN SUENO DEL MAR LTD (20,000), RIO GRANDE RANCH LLC (28,437) AND ANGLER'S RIDGE LLC (25,000).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Burgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2011 - Present

SILVER THREAD INVESTMENTS

RIA

CRD#: 112906

Ft. Myers, FL

Past

April 13, 2011 - May 6, 2011

EDWARD JONES

RIA

CRD#: 250

VENICE, FL

Past

March 18, 2011 - May 6, 2011

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 1, 1999 - December 31, 2003

SILVER THREAD INVESTMENTS

RIA

CRD#: 112906

SOUTH FORK, CO

Past

June 29, 1995 - May 14, 1996

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

April 27, 1993 - December 8, 1994

T.L. SMITH SECURITIES

CRD#: 17978

Past

July 19, 1988 - May 6, 1991

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/5/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/5/1988

Registered Options Principal Examination

Current Firm

SILVER THREAD INVESTMENTS

BURGAN, BRIAN WAYNE | SILVER THREAD INVESTMENTS

CRD#: 112906 / SEC#:

Colorado

Registered Investment Advisory firm - (7/26/2004 Terminated)

Florida

Registered Investment Advisory firm - (8/5/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ft. Myers, FL

Mailing Address

Phone number

(941) 894-7001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 3,013,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian Burgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Burgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

SILVER THREAD INVESTMENTS

MARSH & MCLENNAN SECURITIES CORPORATION

T.L. SMITH SECURITIES

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2011

Series 63

Date: 8/26/1988

Series 7

Date: 3/17/2011

Series 4

Date: 12/5/1988

Current Firm

SILVER THREAD INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVER THREAD INVESTMENTS

TRUST BUT VERIFY

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