AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RO

Russell P. Obrien

NU PARADIGM INVESTMENT PARTNERS L.L.C.
Quincy, MA
Some features on this profile are disabled
CRD#: 1786420
RO

Professional summary

Russell Peter Obrien is a registered financial advisor currently at NU PARADIGM INVESTMENT PARTNERS L.L.C. located in Quincy, Massachusetts.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Russell has worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Peter Obrien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2014 - Present

NU PARADIGM INVESTMENT PARTNERS L.L.C.

RIA
CRD#: 170428
Quincy, MA
Past

May 15, 2017 - February 20, 2019

KELLEHER FINANCIAL ADVISORS, LLC

RIA
CRD#: 126021
Wenham, MA
Past

January 1, 2008 - April 20, 2009

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
BEVERLY, MA
Past

May 30, 2006 - January 1, 2008

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

BD
CRD#: 37550
BEVERLY, MA
Past

August 19, 2003 - January 3, 2006

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

July 25, 2000 - August 20, 2003

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC
Past

October 16, 1990 - March 11, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 3, 1989 - October 3, 1990

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 23, 1988 - December 20, 1988

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/11/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/29/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/29/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/13/2004
General Securities Sales Supervisor - Options Module Examination

Current Firm

NP
NU PARADIGM INVESTMENT PARTNERS L.L.C.
NU PARADIGM INVESTMENT PARTNERS L.L.C.

CRD#: 170428 / SEC#:

Massachusetts
Registered Investment Advisory firm - (4/11/2014 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Beverly, MA
Mailing Address
Phone number
(617) 792-4559
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 1,864,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NU PARADIGM INVESTMENT PARTNERS L.L.C.

CRD#: 170428Quincy, MA

TRUST BUT VERIFY

Monitor Russell Obrien

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.