Susan C. Morth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Caroline Morth was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1988. Susan had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - October 24, 2012
SSR LLC
February 14, 2006 - August 4, 2011
EMPIRICAL RESEARCH PARTNERS LLC
October 24, 2005 - January 3, 2006
THE PRECURSOR GROUP BROKER-DEALER, LLC
December 7, 2000 - September 30, 2004
SANFORD C. BERNSTEIN & CO., LLC
October 1, 1992 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
July 20, 1990 - August 19, 1992
ITG EXECUTION SERVICES, INC.
April 19, 1988 - June 15, 1990
AUTRANET, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSR LLC
CRD#: 151448 / SEC#: , 8-68373
Contact information
Documents
Red Flags
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