Kenneth M. Kahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth M Kahn, who also goes by Kenny Kahn, was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1988. Kenneth had worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
October 1, 2010 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
August 19, 2010 - October 11, 2010
LINCOLN INVESTMENT
August 2, 2010 - October 11, 2010
LINCOLN INVESTMENT
April 1, 2005 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 15, 2005 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
March 12, 2004 - November 30, 2005
PMG ASSET MANAGEMENT INC
August 1, 2000 - February 15, 2005
PMG SECURITIES CORPORATION
March 9, 2000 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 17, 1998 - March 7, 2000
AETNA FINANCIAL SERVICES, INC.
July 23, 1994 - March 7, 2000
VOYA FINANCIAL PARTNERS, LLC
February 15, 1994 - July 1, 1994
SUNAMERICA SECURITIES, INC.
June 5, 1993 - January 10, 1994
CALIFORNIA ONE INVESTMENTS
January 22, 1992 - July 7, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
December 19, 1990 - December 31, 1991
COMMONWEALTH FINANCIAL NETWORK
July 21, 1989 - July 31, 1990
UBS FINANCIAL SERVICES INC.
February 23, 1989 - May 9, 1989
ADAMS SECURITIES, INC.
January 19, 1989 - March 4, 1989
HAMILTON, WILLIAMS & CO., INC.
February 23, 1988 - January 11, 1989
POWER SECURITIES CORPORATION
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
