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Ronald Richard Angarella

CRD# 1785580·Registered 1988 - 2006
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Richard Angarella was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1988 - 2006. Ronald had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

WINDWARD SECURITIES CORPORATION·CRD# 127716
BD
Concord, NH
December 1, 2003 - July 26, 2006
POLARIS FINANCIAL SERVICES, INC.·CRD# 14521
BD
Concord, NH
April 24, 2000 - March 23, 2001
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Fort Wayne, IN
February 5, 1999 - December 18, 2006
OSAIC FS, INC.·CRD# 3870
BD
Concord, NH
January 19, 1988 - January 3, 2023

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Current Firm

WS
WINDWARD SECURITIES CORPORATION

WINDWARD SECURITIES CORPORATION

CRD#: 127716 / SEC#: 8-66037
BD
Terminated by SEC on 09/29/2006

Contact Information

Established

New Hampshire since 05/28/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JEFFERSON PILOT SECURITIES CORPORATIONDIRECT OWNER3870
ANGARELLA, RONALD RICHARDDIRECTOR CHAIRMAN & CEO1785580
ARMSTRONG, DAVID EDWARDVICE PRESIDENT2465424
BOOTH, DAVID KENNETHPRESIDENT & DIRECTOR2030529
CLIFFORD, LISA SCHLOSSERASSISTANT VICE PRESIDENT1745774
CORNELIO, CHARLES CARMENDIRECTOR2081506
HARDIMAN, CAROL ROBINSONVICE PRESIDENT & DIRECTOR831061
KENNEDY, MARTY EUGENEVICE PRESIDENT2556052
MANGO, PAULA LEMIREASST. VP, PRIVACY AND AML OFFICER1060500
MURRAY, MICHAEL FRANCISVICE PRESIDENT2074275
SALAMY, KIM JAYASSISTANT VICE PRESIDENT1545465
SALAMY, MARGARET ANNASSISTANT VICE PRESIDENT1578398
STEVENSON, MICHAEL ROBERTASSISTANT VICE PRESIDENT2432668
WAGNER, KENNETH LEECHIEF COMPLIANCE OFFICER1113763
WESTON, JOHN ARTHURVICE PRESIDENT & TREASURER1244146
WILBUR, DONNA MANNINGASSISTANT TREASURER2475466

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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