Kenneth S. Feyers

SAFETY OF PRINCIPLE WEALTH MANAGEMENT

Coral Springs, FL 33065

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CRD#: 1785448

Professional summary

Kenneth Scott Feyers, who also goes by Kenneth Feyers, is a registered financial advisor currently at SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC located in Coral Springs, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kenneth has worked at 3 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Feyers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) KENNETH SCOTT FEYERS IS THE OWNER OF AND A LICENSED INSURANCE AGENT FOR SAFETY OF PRINCIPLE, INC., AN INSURANCE COMPANY THAT SELLS FIXED ANNUITIES, LIFE INSURANCE AND LONG TERM CARE POLICIES (2) MR. FEYERS IS A TAX PREPARER in Partnership with Joshua Feyers. 11555 Heron Bay Blvd.#200 Coral Springs, FL 33076

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Feyers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2007 - Present

SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

Office #1: 12082 Nw 30th St, Coral Springs, FL 33065

RIA

CRD#: 143918

Coral Springs, FL

Past

January 1, 2004 - April 21, 2005

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

January 27, 1999 - January 1, 2004

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/26/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

SAFETY OF PRINCIPLE WEALTH MANAGEMENT COMPANY, LLC | SAFETY OF PRINCIPLE, INC. | SAFETY OF PRINCIPLE WEALTH MANAGEMWEALTH MANAGEMENT COMPANY, LLC | SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

CRD#: 143918 / SEC#:

Florida

Registered Investment Advisory firm - (6/14/2007 Approved)

Michigan

Registered Investment Advisory firm - (7/19/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (12/12/2016 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Utah

Registered Investment Advisory firm - (2/2/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12082 Nw 30th St, Coral Springs, FL 33065

Mailing Address

Phone number

(954) 326-6979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 3,766,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth S. Feyers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Feyers's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

CETERA FINANCIAL SPECIALISTS LLC

CAPITAL BROKERAGE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2007

Series 6

Date: 1/26/1999

Current Firm

SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAFETY OF PRINCIPLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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