Robert L. Emmerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lasser Emmerson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 7 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2003 - March 4, 2004
WORLD CHOICE SECURITIES, INC.
July 16, 1997 - November 15, 2001
FASCO INTERNATIONAL, INC.
February 2, 1994 - August 29, 1997
BARNETT INVESTMENTS, INC.
April 28, 1992 - February 7, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
March 6, 1992 - April 16, 1992
NYLIFE SECURITIES LLC
January 4, 1989 - April 18, 1991
DOUGLAS BREMEN & CO., INC.
January 19, 1988 - January 11, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
