Minwon B. Yang

SUN'S BROTHERS SECURITIES

Honolulu, HI 96825

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CRD#: 1785064

Professional summary

Minwon Brad Yang, who also goes by Min Won Brad Yang, is a registered financial professional currently at SUN'S BROTHERS SECURITIES INC. located in Honolulu, Hawaii.

Minwon is registered as a RR (Registered Representative) and started their career in finance in 1988. Minwon has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Min Won Brad Yang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Minwon Brad Yang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2003 - Present

SUN'S BROTHERS SECURITIES INC.

Office #1: 6770 Hawaii Kai Drive #209, Honolulu, HI 96825

CRD#: 123531

Honolulu, HI

Past

February 24, 1998 - September 27, 2002

ABEL-BEHNKE CORPORATION

CRD#: 39811

HONOLULU, HI

Past

June 3, 1996 - February 11, 1998

PAC EQUITY SECURITIES, INC.

CRD#: 7567

HONOLULU, HI

Past

January 25, 1994 - November 27, 1995

WINDSOR REYNOLDS SECURITIES, INC.

CRD#: 6456

HONOLULU, HI

Past

January 30, 1993 - December 31, 1993

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

April 15, 1992 - November 17, 1992

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

May 3, 1989 - April 24, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 6, 1988 - May 8, 1989

INTERCONTINENTAL BROKERAGE CORPORATION

CRD#: 19464

Past

February 24, 1988 - November 22, 1988

PAN OCEANIC INVESTMENTS, INC.

CRD#: 14798

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(1/31/2007)

Exams

State Security Law Exam

Series 63

Date: 3/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 28

Date: 2/4/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/27/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SUN'S BROTHERS SECURITIES INC.

CRD#: 123531 / SEC#: , 8-65595

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

6770 Hawaii Kai Drive #209, Honolulu, HI 96825

Mailing Address

6770 Hawaii Kai Drive #209, Honolulu, HI 96825

Phone number

(808) 538-0590

Established

Hawaii since 09/16/2002

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
YANG, MINWON BRAD	PRESIDENT/CCO	1785064

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Minwon B. Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Minwon Brad Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABEL-BEHNKE CORPORATION

PAC EQUITY SECURITIES, INC.

WINDSOR REYNOLDS SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

PAULSON INVESTMENT COMPANY LLC

MORGAN STANLEY DW INC.

INTERCONTINENTAL BROKERAGE CORPORATION

PAN OCEANIC INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Series 14

Date: 1/2/2023

Series 28

Date: 2/4/2003

Series 4

Date: 12/27/2002

Series 24

Date: 11/17/1988

FINRA

Current Firm

SUN'S BROTHERS SECURITIES INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SUN'S BROTHERS SECURITIES INC.

TRUST BUT VERIFY

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