Beth S. London
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Sara London, CFP®, who also goes by Beth London Firsty, Beth Sara Firsty, Beth London, Beth Sara Londonfirsty, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1988. Beth had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
November 1, 2018 - January 26, 2023
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
August 23, 2011 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
August 23, 2011 - April 22, 2016
SANDERS MORRIS LLC
October 18, 2006 - August 8, 2011
NATIONAL PLANNING CORPORATION
October 17, 2006 - August 8, 2011
NATIONAL PLANNING CORPORATION
December 4, 2003 - October 18, 2006
OSAIC FA, INC.
December 4, 2003 - June 12, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 4, 2003 - October 18, 2006
OSAIC FA, INC.
August 19, 2003 - December 8, 2003
VERAVEST INVESTMENTS, INC.
May 28, 2003 - August 1, 2003
CANTELLA & CO., INC.
April 24, 2003 - August 1, 2003
CANTELLA & CO., INC.
September 25, 2000 - April 25, 2001
QUICK & REILLY, INC.
September 30, 1999 - September 29, 2000
FLEET ENTERPRISES, INC.
January 2, 1997 - September 25, 2000
FIS SECURITIES, INC.
April 22, 1994 - December 31, 1996
CONSECO SECURITIES, INC.
September 9, 1993 - April 25, 1994
CAPITAL BROKERAGE CORPORATION
August 3, 1990 - September 23, 1993
IDS LIFE INSURANCE COMPANY
August 3, 1990 - September 23, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 1988 - August 23, 1990
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
