Paul Koo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Koo was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - February 21, 2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 27, 2005 - September 17, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
October 11, 2002 - August 29, 2008
RCM DISTRIBUTORS LLC
February 16, 2001 - December 14, 2001
FUNDS DISTRIBUTOR, LLC
May 5, 1997 - January 20, 1999
BA INVESTMENT SERVICES, INC.
December 16, 1987 - October 12, 1988
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
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