Michael I. Block
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Isaac Block, who also goes by Michael I Block, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1994 - October 25, 1995
SUPPES SECURITIES, INC.
September 14, 1989 - November 12, 1992
JOSEPHTHAL & CO., INC.
August 23, 1989 - September 15, 1989
HASAN GROWNEY CO. INC.
May 12, 1989 - August 24, 1989
ROBYNS CAPITAL CORP.
July 21, 1988 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
April 5, 1988 - June 11, 1988
INVESTORS CENTER, INC.
February 23, 1988 - April 20, 1988
GREENTREE SECURITIES CORP.
February 23, 1988 - April 28, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPPES SECURITIES, INC.
CRD#: 13722 / SEC#: , 8-29708
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
