Susan Elizabeth Dahl
Professional Summary
Susan Elizabeth Dahl, who also goes by Susan E Dahl, Susan Elizabeth Gray, Susan Elizabeth Reilly, is a registered financial advisor currently at LEVATUS LLC located in Boston, Massachusetts. Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Susan has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan E Dahl, Susan Elizabeth Gray, Susan Elizabeth Reilly
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
LEVATUS LLC | THE NEXUS PARTNERSHIP LLC
Contact Information
Main Address
115 Newbury Street Suite 503, Boston, MA 02116Phone Number
(617) 505-4710# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
235AUM (Assets Under Management)
$173,887,237Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
LEVATUS LLC | THE NEXUS PARTNERSHIP LLC
State Registrations and Notice Filings
(3/31/2017)
(4/4/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1988About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Susan Elizabeth Dahl's CRS (Customer Relationship Summary).
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