Andrew C. Karnavas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Charles Karnavas, CFP®, who also goes by Andrew Charles Karnavas, Andrew Karnavas, Andy Karnavas, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1990. Andrew had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
March 5, 2022 - May 23, 2024
VANGUARD ADVISERS, INC.
February 22, 2022 - May 23, 2024
VANGUARD MARKETING CORPORATION
June 24, 2021 - October 8, 2021
AFFINITY WEALTH MANAGEMENT LLC
February 20, 2020 - December 1, 2020
TILLER PRIVATE WEALTH, INC.
February 6, 1996 - July 24, 2000
CETERA INVESTMENT SERVICES LLC
June 21, 1993 - February 1, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
May 10, 1993 - June 24, 1993
OHANESIAN / LECOURS, INC.
July 27, 1990 - December 9, 1992
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/22/2022
General Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
