Gladys F. Le Breton
Professional summary
Gladys Fenner Gay Le Breton, who also goes by Gay Farwell, Gladys Fenner Gay Lebreton, G. F. Gay Le Breton, Gay Lebreton, is a registered financial professional currently at CHAFFE SECURITIES, INC. located in New Orleans, Louisiana.
Gladys is registered as a RR (Registered Representative) and started their career in finance in 1993. Gladys has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gladys Fenner Gay Le Breton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2010 - Present
CHAFFE SECURITIES, INC.
Office #1: 201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410Office #2: 201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410July 30, 1993 - January 13, 2003
CHAFFE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2025)
(1/15/2013)
(4/25/2025)
(11/1/2010)
(1/15/2013)
(3/21/2011)
(4/22/2021)
(8/16/2021)
(6/7/2019)
(1/29/2013)
(5/10/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 7/29/1993
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CHAFFE SECURITIES, INC.
CRD#: 152172 / SEC#: , 8-68433
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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Company Information
CHAFFE SECURITIES, INC.
CRD#: 152172New Orleans, LA 70170-1410TRUST BUT VERIFY
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