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AM

Adam Gabriel Mayblum

CRD# 1783738·Registered 1988 - 2014
Previously Registered: Being a previously registered professional could mean that Adam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adam Gabriel Mayblum was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1988 - 2014. Adam had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years registered in the securities industry

Current & Past Employments

Past

J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Ridgewood, NY
October 7, 2013 - May 20, 2014
COVA CAPITAL PARTNERS LLCPast·CRD# 109761
BD
Syosset, NY
December 14, 2010 - October 21, 2011
WILMINGTON CAPITAL SECURITIES, LLCPast·CRD# 133839
BD
Garden City, NY
October 31, 2008 - January 8, 2009
CARLTON CAPITAL INC.Past·CRD# 42533
BD
New York, NY
August 10, 2007 - November 14, 2008
JOSEPH STEVENS & CO., INC.Past·CRD# 35459
BD
Brooklyn, NY
July 3, 2002 - August 16, 2005
MAY, DAVIS GROUP INC.Past·CRD# 35622
BD
New York, NY
October 13, 1998 - July 12, 2002
H.J. MEYERS & CO., INC.Past·CRD# 15609
BD
Rochester, NY
January 20, 1998 - November 3, 1998
GLOBAL CAPITAL MARKETS, LLCPast·CRD# 16191
BD
Melville, NY
December 16, 1997 - January 5, 1998
FIRST UNITED EQUITIES CORPORATIONPast·CRD# 36398
BD
New York, NY
September 17, 1997 - December 15, 1997
D. H. BLAIR & CO., INC.Past·CRD# 6833
BD
New York, NY
October 28, 1994 - September 4, 1997
H.J. MEYERS & CO., INC.Past·CRD# 15609
BD
Rochester, NY
November 19, 1992 - October 27, 1994
D. H. BLAIR & CO., INC.Past·CRD# 6833
BD
June 13, 1988 - November 23, 1992
D. H. BLAIR & CO., INC.Past·CRD# 6833
BD
New York, NY
February 23, 1988 - November 23, 1992

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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