Paul L. Mastrobuoni
Professional summary
Paul Louis Mastrobuoni, who also goes by Mastro Mastrobuoni, Paul Louis Mastrobuorli, is a registered financial professional currently at HENNION & WALSH, INC. located in Parsippany, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 10 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Louis Mastrobuoni's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2015 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018November 21, 2014 - June 10, 2015
ESPOSITO SECURITIES, LLC
November 18, 2013 - September 4, 2014
CAPITAL GUARDIAN, LLC
May 15, 2012 - October 16, 2013
AXOS CLEARING LLC
November 22, 2010 - April 17, 2012
SEIDEL & CO., LLC
October 15, 2010 - January 20, 2011
CANACCORD GENUITY SECURITIES LLC
August 10, 2010 - October 12, 2010
SEIDEL & CO., LLC
September 9, 2005 - April 16, 2010
PERSHING LLC
May 1, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
April 6, 1993 - May 1, 2003
PERSHING LLC
April 15, 1992 - March 19, 1993
ASIEL & CO. LLC
January 1, 1990 - June 5, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2015)
(8/19/2015)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/29/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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