Gordon Charlop
Professional summary
Gordon Charlop is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 1988. Gordon has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 86, Series 87, Series 55, Series 7, Series 10, Series 9, Series 8, Series 4, Series 27, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Charlop's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2008 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005July 20, 1990 - March 4, 2008
WALTER J. DOWD, INC.
July 6, 1988 - August 7, 1990
MEYERS SECURITIES CORPORATION
January 1, 1988 - June 10, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2008)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/3/2006
Limited Representative-Equity Trader ExamSeries 8
Date: 10/1/2000
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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