Maurice F. Beshlian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Francis Beshlian III, who also goes by Maurice Beshlian, Moe Beshlian, Maurice Francis Beshlian, Maurice Francis III Beshlian, was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1987. Maurice had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2023 - January 3, 2026
CAVU SECURITIES LLC
June 28, 2018 - December 31, 2021
FHN FINANCIAL SECURITIES CORP.
July 28, 2016 - June 27, 2018
BREAN CAPITAL, LLC
April 3, 2013 - November 6, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 20, 2010 - September 13, 2012
SANDLER, O'NEILL & PARTNERS, L.P.
August 20, 2002 - April 14, 2010
KEEFE, BRUYETTE & WOODS, INC.
September 8, 2000 - August 12, 2002
BARCLAYS CAPITAL INC.
January 31, 1995 - August 30, 2000
J.P. MORGAN SECURITIES LLC
March 3, 1994 - January 11, 1995
KIDDER, PEABODY & CO. INCORPORATED
December 23, 1987 - March 2, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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