Bradley T. Smith
Professional summary
Bradley T Smith was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bradley is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Bradley had worked at 6 firms, which includes BANCSHAREHOLDERS OF AMERICA INC., BANCSHARES FIRST, SIERRA BROKERAGE SERVICES INC., MPI FINANCIAL, MERICKA & CO. INC., AMERICAN EQUITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2004 - December 16, 2004
BANCSHAREHOLDERS OF AMERICA INC.
January 23, 2003 - December 31, 2003
BANCSHAREHOLDERS OF AMERICA INC.
March 26, 2001 - November 3, 2004
BANCSHARES FIRST
July 19, 2000 - October 17, 2000
SIERRA BROKERAGE SERVICES, INC.
October 8, 1999 - February 22, 2000
MPI FINANCIAL
November 24, 1997 - June 5, 1998
MERICKA & CO., INC.
January 17, 1996 - November 21, 1997
AMERICAN EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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