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Brian Patrick Cork

CRD# 1782480·Registered 1990 - 1995
Barred: Brian Patrick Cork was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Brian Patrick Cork, who also goes by Chris Cork, was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1990 - 1995. Brian had worked at 8 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Cork

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SELECT INVESTOR CAPITAL, INC.·CRD# 30305
BD
January 18, 1994 - July 28, 1995
PUBLIC FIDELITY CORPORATION·CRD# 30893
BD
Costa Mesa, CA
November 11, 1993 - December 15, 1993
MAXXEL SECURITIES, INC.·CRD# 26535
BD
May 17, 1993 - May 27, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
March 15, 1993 - April 23, 1993
CHADWICK FINANCIAL GROUP, INC.·CRD# 15368
BD
July 19, 1991 - February 23, 1993
TRADEPORTAL SECURITIES, INC.·CRD# 25001
BD
Aliso Viejo, CA
November 16, 1990 - August 27, 1991
WENTWORTH SECURITIES, INC.·CRD# 18223
BD
August 8, 1990 - November 28, 1990
REMINGTON SECURITIES, INC.·CRD# 16695
BD
February 6, 1990 - August 30, 1990

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Current Firm

SI
SELECT INVESTOR CAPITAL, INC.

SELECT INVESTOR CAPITAL, INC.

CRD#: 30305 / SEC#: 8-44844
BD
Terminated by SEC on 10/08/1995

Contact Information

Established

California since 04/06/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1990About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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