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MW

Margaret Rose P. Werd

Some features on this profile are disabled
CRD#: 1782455
MW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Margaret Rose Paulsel Werd, who also goes by Margaret Rose Paulsel, Margaret Rose Paulsel Werd, Margaret Werd, Margaretrose Paulsel Werd, was a registered financial professional .

Margaret Rose is a previously registered financial professional and started their career in finance in 1988. Margaret Rose had worked at 9 firms and has passed the Series 63, SIE, Series 22 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Margaret Rose Paulsel | Margaret Rose Paulsel Werd | Margaret Werd | Margaretrose Paulsel Werd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 22, 2014 - August 18, 2025

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

August 20, 2004 - January 23, 2013

MT RUSHMORE SECURITIES LLC

BD
CRD#: 130955
FAIRFIELD, IA
Past

July 24, 2000 - September 30, 2004

CAPITAL MANAGEMENT PARTNERS, INC.

BD
CRD#: 21973
FAIRFIELD, IA
Past

March 8, 1999 - October 29, 1999

CAPITAL MANAGEMENT PARTNERS, INC.

BD
CRD#: 21973
FAIRFIELD, IA
Past

January 6, 1998 - February 3, 1999

ANGLO-AMERICAN INVESTOR SERVICES CORP.

BD
CRD#: 14278
CHARLOTTESVILLE, VA
Past

January 7, 1994 - December 31, 1995

ENERIC FINANCIAL SERVICES, INC.

BD
CRD#: 11761
FAIRFIELD, IA
Past

January 3, 1991 - December 31, 1993

F.J. GARBER & CO.

BD
CRD#: 17989
Past

October 20, 1989 - December 31, 1990

REPUBLIC SECURITIES, INC.

BD
CRD#: 15043
Past

July 3, 1989 - October 2, 1989

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

October 28, 1988 - April 25, 1989

CAREY JAMISON & COMPANY

BD
CRD#: 14129

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 10/26/1988
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/7/1988
National Commodity Futures Examination

Current Firm

DH
D.H. HILL SECURITIES, LLLP
D.H. HILL SECURITIES LLP | FIRST FINANCIAL UNITED INVESTMENTS, LTD. | FIRST FINANCIAL UNITED INVESTMENTS LTD., L.L.P. | D.H. HILL SECURITIES, LLLP

CRD#: 41528 / SEC#: , 8-49475

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Texas since 06/11/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILL, DANNY HAROLDCHIEF COMPLIANCE OFFICER1012712
HILL, DANNY HAROLDLIMITED PARTNER1012712
HILL, DANNY HAROLDMUNICIPAL PRINCIPAL1012712
H & H SERVICESGENERAL PARTNER

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D.H. HILL SECURITIES, LLLP

CRD#: 41528

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