Jeffrey A. Wittenberg
Professional summary
Jeffrey Alan Wittenberg is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Salt Lake City, Utah.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Wittenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2004 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 222 S Main Street 5th Floor, Salt Lake City, UT 84101July 27, 1990 - July 9, 2004
MESIROW FINANCIAL, INC.
June 20, 1988 - July 5, 1990
PRESCOTT, BALL & TURBEN, INC.
December 22, 1987 - June 20, 1988
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2006)
(7/15/2004)
(7/16/2004)
(7/15/2004)
(1/3/2017)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
LOOP CAPITAL MARKETS LLC
CRD#: 43098Salt Lake City, UT 84101TRUST BUT VERIFY
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