Mark L. Page

CETERA INVESTMENT ADVISERS LLC

Chanhassen, MN

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CRD#: 1782291

Professional summary

Mark Loren Page is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chanhassen, Minnesota and CETERA WEALTH SERVICES, LLC located in El Segundo, California.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 16 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: CONSULTING, START DATE: 04/2021, POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT, APX ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: GIVE OPINIONS ON GENERAL OR SPECIFIC INDUSTRY EXPERIENCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Loren Page's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Chanhassen, MN

Current

August 24, 2020 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 13572

El Segundo, CA

Past

August 24, 2020 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CHANHASSEN, MN

Past

March 12, 2018 - July 24, 2020

CWM, LLC

RIA

CRD#: 155344

Omaha, NE

Past

January 17, 2018 - June 16, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

January 11, 2016 - November 10, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

January 11, 2016 - November 10, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

January 11, 2016 - November 10, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

February 6, 2014 - November 10, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

El Segundo, CA

Past

August 6, 2009 - November 10, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

El Segundo, CA

Past

June 14, 2007 - March 5, 2009

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

January 22, 2002 - June 1, 2007

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

October 31, 2001 - January 11, 2002

TCF INVESTMENTS, INC.

CRD#: 34954

MINNEAPOLIS, MN

Past

February 23, 2000 - July 6, 2001

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

October 9, 1997 - January 12, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

October 25, 1993 - October 15, 1997

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

March 6, 1992 - October 27, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 6, 1992 - October 27, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 29, 1989 - December 13, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 19, 1988 - December 2, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(8/24/2020)

IAR

Minnesota
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/18/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/26/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/3/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark L. Page

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Loren Page's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CWM, LLC

CETERA WEALTH SERVICES, LLC

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVEST FINANCIAL CORPORATION

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

CAPITAL BROKERAGE CORPORATION

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TCF INVESTMENTS, INC.

MFS FUND DISTRIBUTORS, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

U.S. BANCORP INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1998

Series 63

Date: 12/22/1987

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/18/1990

Series 7

Date: 1/16/1988

Series 4

Date: 11/26/1997

Series 53

Date: 3/3/1995

Series 24

Date: 2/9/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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