Christopher J. Teas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Teas, who also goes by Christopher Teas, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - December 16, 2013
DALMORE GROUP LLC
July 21, 2010 - February 2, 2012
TICONDEROGA SECURITIES LLC
July 21, 2008 - March 2, 2009
MORGAN STANLEY & CO. LLC
July 16, 2008 - March 2, 2009
MORGAN STANLEY & CO. LLC
October 3, 2000 - March 4, 2004
FIRST ALLIED SECURITIES, INC.
May 7, 1997 - October 25, 2000
D.E. FREY & COMPANY, INC.
July 3, 1996 - May 15, 1997
R. F. LAFFERTY & CO., INC.
July 19, 1988 - August 6, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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