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Andrew Martin Bosarge

CRD# 1782104·Registered 2002 - 2024
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Martin Bosarge, who also goes by Andrew Bosarge, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2002 - 2024. Andrew had worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Bosarge

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

QUANTLAB BROKERAGE, LLC·CRD# 299468
BD
Houston, TX
January 2, 2020 - August 5, 2024
QUANTLAB SECURITIES LP·CRD# 119955
BD
Houston, TX
December 18, 2002 - January 2, 2020

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Current Firm

QB
QUANTLAB BROKERAGE, LLC

QUANTLAB BROKERAGE, LLC

CRD#: 299468 / SEC#: 8-70274
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

3 Greenway Plaza Suite 200, Houston, TX 77046

Mailing Address

3 Greenway Plaza Suite 200, Houston, TX 77046

Phone Number

(713) 400-5440

Established

Delaware since 09/26/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
QUANTLAB BROKERAGE HOLDINGS, LLCSOLE MEMBER—
LEE, VICTORCFO/FINOP/COO6981417
ROBERTSON, JAMES SEEARCHIEF COMPLIANCE OFFICER, CEO, AMLCO, DESIGNATED PRINCIPAL6165573

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2003About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2003

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1987About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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