Laurie B. Marchel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Beth Marchel, who also goes by Laurie Marchel Hornbarger, Paco Marchel, Laurie Beth Potkewitz, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1988. Laurie had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2017 - May 10, 2018
HUNTLEIGH SECURITIES CORPORATION
July 21, 2014 - September 1, 2015
INVESCO DISTRIBUTORS, INC.
May 4, 2011 - July 8, 2014
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 2, 2008 - November 12, 2010
BNY MELLON SECURITIES CORPORATION
July 18, 2007 - September 25, 2008
PRINCIPAL SECURITIES, INC.
July 14, 2005 - September 26, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
March 28, 2003 - March 2, 2004
NATIONWIDE FUND DISTRIBUTORS LLC
January 2, 2002 - February 10, 2003
MAM SECURITIES, LLC
June 28, 1996 - January 7, 2002
EDWARD JONES
February 20, 1991 - May 20, 1996
A. G. EDWARDS & SONS, INC.
June 21, 1988 - May 23, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTLEIGH SECURITIES CORPORATION
CRD#: 7456 / SEC#: , 8-21893
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHAMBERS, ROBERT LEWIS | PRESIDENT/DIRECTOR/OWNER | 1231649 |
| GAO CONSULTING, LLC | OWNER | |
| CHAMBERS, ROBERT BARRETT | DIRECTOR | 6963634 |
| LEOPOLD, MICHAEL WARREN | DIRECTOR | 306991 |
| MARSHALL, CATHERINE TERRY | CCO/DIRECTOR/CORPORATE SECRETARY | 1445205 |
| O'CONNELL, CHRISTOPHER CORY | DIRECTOR | 5008251 |
| OVERSCHMIDT, GREG ALFRED | DIRECTOR | 1160877 |
| THOMAS, KAREN LEE | CHIEF OPERATIONS OFFICER AND FIN/OP | 1970467 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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