Mark R. Doolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richard Doolan, who also goes by Mark Doolan, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - July 14, 2022
ETORO USA SECURITIES INC.
July 13, 2018 - January 31, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 6, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
October 21, 2016 - January 25, 2019
FIDELITY BROKERAGE SERVICES LLC
March 20, 2015 - March 7, 2016
FIRST ALLIED SECURITIES, INC.
July 11, 2013 - September 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2010 - October 3, 2011
NATIONAL FINANCIAL SERVICES LLC
January 15, 2003 - October 8, 2010
KNIGHT CAPITAL AMERICAS, L.P.
October 16, 2000 - January 10, 2003
MORGAN STANLEY & CO. LLC
August 19, 1998 - October 20, 2000
PERSHING LLC
April 6, 1994 - August 13, 1998
JPMSI
October 11, 1992 - March 9, 1994
GOLDMAN SACHS & CO. LLC
April 19, 1988 - October 28, 1992
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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