Mark C. Mcginley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Charles Mcginley was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - November 22, 2017
BLACK SWAN WEALTH MANAGEMENT
April 20, 2007 - September 8, 2014
3D ASSET MANAGEMENT, INC.
June 21, 2005 - April 19, 2007
PREMIER FINANCIAL ADVISORS, LLC
April 27, 1998 - May 2, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 2, 1998 - May 2, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 10, 1992 - January 7, 1998
MAIN STREET MANAGEMENT COMPANY
November 15, 1988 - September 23, 1992
NEW ENGLAND SECURITIES
July 20, 1988 - November 15, 1988
AMERICAN INVESTORS GROUP, INC.
February 24, 1988 - August 22, 1988
INVESTMENT BROKERS OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLACK SWAN WEALTH MANAGEMENT
CRD#: 169586 / SEC#:
Contact information
Red Flags
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