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FH

Frank E. Hahn

REGISTER FINANCIAL ASSOCIATES
Atlanta, GA 30326
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CRD#: 1781704
FH

Professional summary


Frank Eugene Hahn III is a registered financial professional currently at REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1988. Frank has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Frank Eugene Hahn III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 21, 2001 - Present

REGISTER FINANCIAL ASSOCIATES, INC.

Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326Office #2: 3500 Lenox Road Suite 1700, Atlanta, GA 30326
BD
CRD#: 30568
Atlanta, GA
Past

August 6, 2001 - December 8, 2005

REGISTER FINANCIAL ASSOCIATES, INC.

RIA
CRD#: 30568
ATLANTA, GA
Past

January 30, 1996 - May 21, 2001

GMA PARTNERS, INC.

BD
CRD#: 30883
ATLANTA, GA
Past

January 20, 1989 - January 17, 1996

WILMINGTON TRUST INVESTMENT MANAGEMENT

BD
CRD#: 19396
ATLANTA, GA
Past

January 20, 1988 - February 1, 1989

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/7/2008)
RR
California
(1/18/2008)
RR
Colorado
(1/2/2018)
RR
Florida
(5/21/2001)
RR
Georgia
(5/21/2001)
RR
Illinois
(1/5/2009)
RR
Pennsylvania
(5/21/2001)
RR
South Carolina
(1/2/2018)
RR
Tennessee
(9/8/2005)
RR
Texas
(11/5/2001)
RR
Vermont
(11/30/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RF
REGISTER FINANCIAL ASSOCIATES, INC.
REGISTER & AKERS INVESTMENTS, INC. | REGISTER INVESTMENTS, INC. | REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568 / SEC#: , 8-45012

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Mailing Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Phone number
(404) 364-2180
Established
Georgia since 07/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
REGISTER, GEORGE ROBERTCEO/CHIEF COMPLIANCE OFFICER373031
REGISTER, SCOTT EDWARDPRESIDENT, FINOP, ROSFP, CFO, PFO, POO5239767

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568Atlanta, GA 30326

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