Derwood S. Chase
Professional summary
Derwood Sumner Chase JR, who also goes by Derwood S Chase Jr, is a registered financial advisor currently at CHASE INVESTMENT COUNSEL CORPORATION located in Charlottesville, Virginia.
Derwood is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Derwood has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derwood Sumner Chase JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 1986 - Present
CHASE INVESTMENT COUNSEL CORPORATION
Office #1: 350 Old Ivy Way, Suite 100, Charlottesville, VA 22903-4897October 4, 2001 - December 31, 2009
QUASAR DISTRIBUTORS, LLC
March 18, 1998 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
Primary Firm SEC Registration
CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648 / SEC#: 801-3396
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/23/1988)
Exams
Current Firm
CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648 / SEC#: 801-3396
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 121 |
| AUM (Assets Under Management) | $ 452,198,390 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 09/22/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648Charlottesville, VA 22903-4897TRUST BUT VERIFY
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