Lee D. Dykstra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Douwe Dykstra MR., who also goes by Lee Douwe Dykstra, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1988. Lee had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2017 - May 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
June 9, 2011 - June 30, 2015
P.J. ROBB VARIABLE, LLC
November 30, 2006 - November 5, 2009
PARKLAND SECURITIES, LLC
January 14, 2003 - December 7, 2006
OSAIC FS, INC.
May 3, 1999 - January 31, 2003
PARK AVENUE SECURITIES LLC
June 18, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
June 7, 1993 - May 18, 1998
WS GRIFFITH SECURITIES, INC.
March 3, 1988 - June 7, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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