Jeffery A. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Allan Schmidt, who also goes by Jeff Schmidt, Jeffrey Allan Schmidt, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1988. Jeffery had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2016 - January 7, 2022
HORTER INVESTMENT MANAGEMENT, LLC
July 28, 2015 - November 3, 2016
THE HUNTINGTON INVESTMENT COMPANY
July 28, 2015 - November 3, 2016
THE HUNTINGTON INVESTMENT COMPANY
August 22, 2013 - March 19, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 26, 2013 - March 19, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 18, 2011 - August 2, 2012
FIFTH THIRD SECURITIES, INC.
July 18, 2011 - August 2, 2012
FIFTH THIRD SECURITIES, INC.
February 22, 2011 - July 14, 2011
KEY INVESTMENT SERVICES LLC
February 22, 2011 - July 14, 2011
KEY INVESTMENT SERVICES LLC
June 3, 2010 - February 23, 2011
L.M. KOHN & COMPANY
June 1, 2010 - February 23, 2011
L.M. KOHN & COMPANY
September 4, 2007 - June 3, 2010
U.S. BANCORP INVESTMENTS, INC.
December 1, 2001 - June 3, 2010
U.S. BANCORP INVESTMENTS, INC.
May 31, 2000 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
March 17, 1999 - May 31, 2000
CONSECO SECURITIES, INC.
August 9, 1995 - March 16, 1999
L.M. KOHN & COMPANY
February 24, 1988 - September 30, 1994
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
HORTER INVESTMENT MANAGEMENT, LLC
CRD#: 119880 / SEC#: 801-67471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORTER INVESTMENT MANAGEMENT, LLC
CRD#: 119880 / SEC#: 801-67471
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,136 |
| AUM (Assets Under Management) | $ 277,989,460 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
