Jerome Daniel Doyle
Professional Summary
Jerome Daniel Doyle, who also goes by Jerome Doyle, Jerry Doyle, was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1987 - 2018. Jerome had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jerome Doyle, Jerry Doyle
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ROCKFLEET FINANCIAL SERVICES, INC | ROCKFLEET FINANCIAL SERVICES, INC.
Contact Information
Main Address
8586 Potter Park Dr., Sarasota, FL 34238Mailing Address
8586 Potter Park Dr., Sarasota, FL 34238Phone Number
(888) 909-4489Established
Delaware since 12/11/2008Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
10FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CORRIGAN, CATHERINE MARY | PRESIDENT, CEO, CHIEF OPERATIONS OFFICER, FINOP, CCO | 1869713 |
| ROCKFLEET FINANCIAL SERVICES INC 401K PLAN | PROXY OWNER | — |
| ROCKFLEET INVESTOR PARTNERS II L.P. | PROXY OWNER | — |
| ROCKFLEET INVESTOR PARTNERS L.P. | PROXY OWNER | — |
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$955,746Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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