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Jack Ludwig Eisenkramer

CRD# 1780937·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Ludwig Eisenkramer was a registered financial advisor. Jack was a previously registered financial advisor and started their career in finance 1987 - 2016. Jack had worked at 14 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CERTITUDE ADVISORS, LLC·CRD# 171228
RIA
Northfield, IL
September 17, 2014 - October 10, 2016
BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
May 20, 2013 - June 17, 2014
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
October 11, 2011 - December 31, 2011
KENILWORTH ASSET MANAGEMENT, LLC·CRD# 123980
RIA
Kenilworth, IL
July 27, 2010 - November 24, 2014
NFSG CORPORATION·CRD# 130814
RIA
Chicago, IL
July 7, 2010 - July 20, 2010
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Chicago, IL
July 6, 2010 - July 20, 2010
CHICAGO INVESTMENT GROUP ADVISORS, LLC·CRD# 148188
RIA
Chicago, IL
June 18, 2009 - July 16, 2010
CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
RIA
Chicago, IL
April 27, 2009 - October 4, 2009
CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
Chicago, IL
April 27, 2009 - July 16, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Chicago, IL
July 1, 2004 - May 13, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Chicago, IL
May 7, 2004 - May 13, 2009
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
June 16, 1998 - May 14, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
July 27, 1995 - June 17, 1998
WESTIN CAPITAL MARKETS, INC.·CRD# 25010
BD
Medford, OR
November 8, 1990 - February 18, 1992
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
August 26, 1988 - September 1, 1994
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
December 22, 1987 - August 30, 1988

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Current Firm

CA
CERTITUDE ADVISORS, LLC

CERTITUDE ADVISORS, LLC | PARKINS, THOMAS JOSEPH | EFS WEALTH MANAGEMENT

CRD#: 171228 / SEC#: 801-79644
RIA
Registered Investment Advisory firm - SEC (10/5/2017 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (2/23/2017 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (7/3/2024 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

One Northfield Plaza Suite 300, Northfield, IL 60093

Phone Number

(847) 441-2970

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

184

AUM (Assets Under Management)

$85,955,702

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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