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AC

Antonio R. Campos

Some features on this profile are disabled
CRD#: 1780919
AC

Professional summary

Antonio Ramon Campos was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Antonio is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Antonio had worked at 10 firms, which includes CENTEX SECURITIES INCORPORATED, PACIFIC CORTEZ SECURITIES INCORPORATED, FIRST AMERICAN BILTMORE SECURITIES INC., WHITEHALL INVESTMENT SECURITIES LTD., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., NORTHGATE SECURITIES INC., CAPITAL FIRST SECURITIES INC., U.S. ADVISORS INC., GRAYSTONE NASH INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tony Campos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 19, 1996 - November 12, 1996

CENTEX SECURITIES, INCORPORATED

BD
CRD#: 18493
LA JOLLA, CA
Past

April 20, 1993 - September 7, 1996

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

December 12, 1990 - March 12, 1993

FIRST AMERICAN BILTMORE SECURITIES, INC.

BD
CRD#: 17585
Past

May 31, 1990 - October 29, 1990

WHITEHALL INVESTMENT SECURITIES, LTD.

BD
CRD#: 21312
Past

February 13, 1990 - June 22, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

February 13, 1990 - June 22, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

May 24, 1989 - January 17, 1990

NORTHGATE SECURITIES INC.

BD
CRD#: 21188
SPRING, TX
Past

March 7, 1989 - May 30, 1989

CAPITAL FIRST SECURITIES, INC.

BD
CRD#: 16429
Past

January 23, 1989 - March 7, 1989

U.S. ADVISORS, INC.

BD
CRD#: 10721
Past

February 23, 1988 - January 10, 1989

GRAYSTONE NASH, INC.

BD
CRD#: 10635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/20/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/1995
General Securities Principal Examination

Current Firm

CS
CENTEX SECURITIES, INCORPORATED
CAPITALINE SECURITIES, INC. | PMC GROUP, INC. | PMC GROUP | LA JOLLA SECURITIES CORPORATION | CENTEX SECURITIES, INCORPORATED | CENTEX SECURITIES CORPORATION

CRD#: 18493 / SEC#: , 8-43569

BD
Terminated by SEC on 10/09/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 04/28/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BIDDICK, BRUCE ALANCHIEF EXECUTIVE OFFICER1124697

Disclosures

Regulatory Event15
Arbitration16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTEX SECURITIES, INCORPORATED

CRD#: 18493

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