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Antonio Ramon Campos

CRD# 1780919·Registered 1988 - 1996
Barred: Antonio Ramon Campos was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Antonio Ramon Campos, who also goes by Tony Campos, was a registered financial advisor. Antonio was a previously registered financial professional and started their career in finance 1988 - 1996. Antonio had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Campos

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CENTEX SECURITIES, INCORPORATED·CRD# 18493
BD
La Jolla, CA
September 19, 1996 - November 12, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
April 20, 1993 - September 7, 1996
FIRST AMERICAN BILTMORE SECURITIES, INC.·CRD# 17585
BD
December 12, 1990 - March 12, 1993
WHITEHALL INVESTMENT SECURITIES, LTD.·CRD# 21312
BD
May 31, 1990 - October 29, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
February 13, 1990 - June 22, 1990
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 13, 1990 - June 22, 1990
NORTHGATE SECURITIES INC.·CRD# 21188
BD
Spring, TX
May 24, 1989 - January 17, 1990
CAPITAL FIRST SECURITIES, INC.·CRD# 16429
BD
March 7, 1989 - May 30, 1989
U.S. ADVISORS, INC.·CRD# 10721
BD
January 23, 1989 - March 7, 1989
GRAYSTONE NASH, INC.·CRD# 10635
BD
February 23, 1988 - January 10, 1989

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Current Firm

CS
CENTEX SECURITIES, INCORPORATED

CAPITALINE SECURITIES, INC. | PMC GROUP, INC. | PMC GROUP | LA JOLLA SECURITIES CORPORATION | CENTEX SECURITIES, INCORPORATED | CENTEX SECURITIES CORPORATION

CRD#: 18493 / SEC#: 8-43569
BD
Terminated by SEC on 10/09/2001

Contact Information

Established

California since 04/28/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BIDDICK, BRUCE ALANCHIEF EXECUTIVE OFFICER1124697

Disclosures

Regulatory Event

15

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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