Henry J. Kasky

SECURITIES BROKERAGE SERVICES

Pittsburgh, PA

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CRD#: 1780902

Professional summary

Henry Joseph Kasky is a registered financial advisor currently at SECURITIES BROKERAGE SERVICES located in Pittsburgh, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Pittsburgh, Pennsylvania.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Henry has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INDEPENDENT INSURANCE AGENT- KASKY INSURANCE INSURANCE & FINANCIAL SERVICES, INC. AND COMPREHENSIVE INSURANCE PLANNERS, INC. AND ALL AMERICAN INSURANCE GROUP (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY) 45 SECURITIES TRADING HOURS WEEKLY, 3 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/1969 (2) NAME OF OTHER BUSINESS: SECURITIES BROKERAGE SERVICES INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY BUSINESS ; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE ; START DATE: 01/2020 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT ; (3) NAME OF OTHER BUSINESS: COMPREHENSIVE INSURANCE PLANNERS INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES START DATE: 01/1985 POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: INACTIVE BUSINESS OF INSURANCE SALES ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Joseph Kasky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2020 - Present

SECURITIES BROKERAGE SERVICES

RIA

CRD#: 119861

Pittsburgh, PA

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PITTSBURGH, PA

Past

July 21, 2018 - January 5, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

October 21, 2013 - December 11, 2014

SECURITIES BROKERAGE SERVICES

RIA

CRD#: 119861

PITTSBURGH, PA

Past

January 4, 1988 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/18/2019)

Indiana
(1/5/2017)

Maryland
(1/18/2019)

North Carolina
(9/3/2013)

Pennsylvania
(9/3/2013)

IAR

Pennsylvania
(1/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/31/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SECURITIES BROKERAGE SERVICES

SECURITIES BROKERAGE SERVICES | VALERIANO & ASSOCIATES, INC. | SECURITIES BROKERAGE SERVICES, INC

CRD#: 119861 / SEC#:

Ohio

Registered Investment Advisory firm - (2/28/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/17/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 West Main Street #104, Carnegie, PA 15106-2427

Mailing Address

Phone number

(412) 429-4040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 16,225,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry J. Kasky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Joseph Kasky's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES BROKERAGE SERVICES

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SECURITIES BROKERAGE SERVICES

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2018

Series 63

Date: 12/31/1987

SIE

Date: 10/1/2018

Series 6

Date: 12/31/1987

FINRA

Current Firm

SECURITIES BROKERAGE SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SECURITIES BROKERAGE SERVICES

TRUST BUT VERIFY

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